TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
DORCASTER PLC | ||
2 Reason for the notification (please tick the appropriate box or boxes): | |||
An acquisition or disposal of voting rights | ü | ||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||
An event changing the breakdown of voting rights | |||
Other | |||
3. Full name of person(s) subject to the notification obligation: iii |
HARGREAVE HALE LIMITED | ||
4. Full name of shareholder(s) (if different from 3.):iv |
DISCRETIONARY CLIENTS | ||
5. Date of the transaction and date on which the threshold is crossed or reached: v |
26 OCTOBER 2016 | ||
6. Date on which issuer notified: | 27 OCTOBER 2016 | ||
7. Threshold(s) that is/are crossed or reached: vi, vii |
22% |
8. Notified details: | ||||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||||
Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | ||||||||||||||||
Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights x | ||||||||||||||
Direct | Indirect | Direct xi | Indirect xii | Direct | Indirect | |||||||||||||
GB00BDB79J29 | 2,250,000 | 2,250,000 | 2,125,776 | 2,125,776 | 21.2578% | |||||||||||||
B: Qualifying Financial Instruments | ||||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||||
Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||||
Type of financial instrument |
Exercise price | Expiration date xvii | Exercise/ Conversion period xviii |
Number of voting rights instrument refers to
|
% of voting rights xix, xx
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Nominal | Delta | ||||||||||||||||
Total (A+B+C) | ||||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||||
2,125,776 | 21.2578% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi |
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1,800,000 of these shares are held for unit trusts operated by Marlborough Fund Managers Ltd, for whom Hargreave Hale Ltd manages the portfolio of investments on a discretionary basis. The remaining balance is held on behalf of other discretionary clients. | ||
Proxy Voting: | ||
10. Name of the proxy holder: | ||
11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
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13. Additional information: |
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14. Contact name: | David Clueit
Hargreave Hale Ltd |
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15. Contact telephone number: | 01253 754739 |
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